Litigation & Dispute Resolution in HK
In 2009, the Market Misconduct Tribunal (“MMT”) found that Daniel Tsien Pak Cheong (“Mr Tsien”), had been guilty of insider trading whilst employed as an equity salesman of JP Morgan, contrary to Section 270 (1)(c) of the Securities and Futures Ordinance, Cap 571 (“SFO”). The MMT suspended Mr Tsien’s trading licence for nine months and …